NG
CFP
NG
CFP
Nathaniel Goldenberg is a CFP-designated registered investment advisor at Nextwave Advisors, based in Lithia, FL, with 21 years of industry experience. Nathaniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 41 clients with $15M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
IM Fee
Planning only
Assets Under Management
$14.6M
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Location
Lithia, FL
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Regulatory History (3)
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Regulatory
February 2021Final
Employment Separation After Allegations
October 2013Customer Dispute
May 2012Denied
Employment History
Current Registrations
Nextwave Advisors
June 2020 - Present · 5 yrs 11 mos
Previous Registrations
International Assets Investment Management, LLC
February 2014 - June 2020 · 6 yrs 4 mos
International Assets Advisory, LLCBroker
November 2013 - June 2020 · 6 yrs 7 mos
International Assets Investment Management, LLC
November 2013 - December 2015 · 2 yrs 1 mo
J.P. Morgan Securities LLCBroker
October 2012 - November 2013 · 1 yr 1 mo
J.P. Morgan Securities LLC
October 2012 - November 2013 · 1 yr 1 mo
Chase Investment Services CORP.
July 2006 - October 2012 · 6 yrs 3 mos
Chase Investment Services CORP.Broker
July 2006 - October 2012 · 6 yrs 3 mos
Gunnallen Financial, INC
August 2005 - June 2006 · 10 mos
Gunnallen Financial, INCBroker
February 2005 - June 2006 · 1 yr 4 mos
State Registrations1 state
FL
Advisor
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Exams
No exam information available for this advisor.