Dennis Ludwig is a registered investment advisor at Efs Advisors, based in Mount Vernon, IA, with 21 years of industry experience. Dennis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 21,701 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $210K | 1.04% |
| $210K - $500K | 0.96% |
| $500K - $1.0M | 0.88% |
| $1.0M - $3.0M | 0.80% |
| $3.0M - $5.0M | 0.72% |
| $5.0M - $10.0M | 0.68% |
| $10M+ | 0.60% |
Fixed income and cash management accounts use a separate schedule (0.60% up to $100k, 0.36% above). Security Benefit Group participants pay 0.96% up to $500k. Accounts under $25,000 pay an additional $14 annual administrative fee.
Fee Estimator
Location
Mount Vernon, IA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Dennis owns residential rental property in Mt. Vernon, IA since 2004, leasing it to tenants. This activity is not investment-related.
Employment History
Current Registrations
Efs Advisors
Advanced Advisor Group, LLCBroker
Previous Registrations
Advanced Advisor Group, LLC
Great American Advisors, INC.Broker
State Registrations15 states
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