FE
CFA
FE
CFA
Frederick Edwards is a CFA-designated registered investment advisor at Neuberger Berman Bd LLC, based in New York, NY, with 20 years of industry experience. Frederick operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location
1290 Avenue of the Americas, New York, NY, 10104
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Neuberger Berman Bd LLC
April 2022 - Present · 4 yrs 1 mo
Neuberger Berman Bd LLC
April 2022 - Present · 4 yrs 1 mo
Neuberger Berman Bd LLCBroker
April 2022 - Present · 4 yrs 1 mo
Previous Registrations
Profunds Distributors, INC.Broker
January 2016 - April 2022 · 6 yrs 3 mos
New York Life Investment Management LLC
July 2014 - January 2016 · 1 yr 6 mos
Nylife Distributors LLCBroker
June 2014 - January 2016 · 1 yr 7 mos
Knight Capital Americas LLCBroker
July 2013 - October 2013 · 3 mos
Getco Securities, LLCBroker
April 2010 - July 2013 · 3 yrs 3 mos
Barclays Capital INC.Broker
January 2010 - April 2010 · 3 mos
Labranche & CO. LLCBroker
September 2005 - January 2010 · 4 yrs 4 mos
Labranche & CO. LLCBroker
July 2005 - September 2005 · 2 mos
John Nisler, Sole ProprietorBroker
January 2005 - June 2005 · 5 mos
State Registrations1 state
NY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.