Stephen Schlau is a registered investment advisor at Morgan Stanley, based in Oak Brook, IL, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2211 York Road, Suite 100, Oak Brook, IL, 60523
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
December 2022 - Present · 3 yrs 9 mos
Morgan Stanley
December 2022 - Present · 3 yrs 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
October 2015 - December 2022 · 7 yrs 2 mos
Wells Fargo Clearing Services, LLC
October 2015 - December 2022 · 7 yrs 2 mos
Morgan StanleyBroker
June 2009 - September 2015 · 6 yrs 3 mos
Morgan Stanley
June 2009 - September 2015 · 6 yrs 3 mos
Citigroup Global Markets INC.
May 2009 - June 2009 · 1 mo
Citigroup Global Markets INC.Broker
May 2009 - June 2009 · 1 mo
Wells Fargo Advisors, LLC
September 2005 - May 2009 · 3 yrs 8 mos
Wachovia Securities, LLCBroker
January 2005 - May 2009 · 4 yrs 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.