James Maulfair is a registered investment advisor, based in Leesburg, VA, with 21 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold.
Location
20 S. King Street, Leesburg, VA, 20175
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James is a town council member for Round Hill, VA, dedicating a few hours per week. He also acts as an agent/owner for 1756 Long Level Road, LLC, a real estate venture, spending minimal time on it.
Employment History
Current Registrations
The Leaders Group, INC.
The Leaders Group, INC.Broker
The Baldwin Group Wealth Advisors, LLC
Previous Registrations
Lasalle St Securities, L.L.C.Broker
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
NFP Advisor Services, LLC
Financial Telesis, INC.
Financial Telesis INCBroker
Princor Financial Services Corporation
Princor Financial Services CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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