James Rayroux is a registered investment advisor at 6|21 Private Wealth, based in Tucson, AZ, with 5 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Charitable Giving, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 14 clients with $12M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $1.0M | 0.90% |
| $1.0M - $3.0M | 0.80% |
| $3.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.40% |
Portfolios under $250k pay a minimum annual fee of $2,100. Portfolios between $250k and $500k pay between 1.6% and 2.0%. Fees may be negotiated at the firm's discretion.
Fee Estimator
Location
Tucson, AZ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
6|21 Private Wealth
Previous Registrations
Nylife Securities LLCBroker
MML Investors Services, LLCBroker
Nylife Securities LLCBroker
Banc One Securities CorporationBroker
Chase Investment Services CORP.
Banc One Securities Corporation
Chase Investment Services CORP.Broker
AXA Advisors, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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