EP
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Erik Pedley

10 Years of Experience
Rockville, MD
Broker

Erik Pedley is a registered investment advisor, based in Rockville, MD, with 10 years of industry experience.

Location

1455 Research Blvd Suite 512, Rockville, MD, 20850

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Erik is an independent contractor for Portfolio Advisory Associates, a holding company, dedicating full-time hours to this role. He also serves as a board member for the University of MD Alumni Association, spends about 10-20% of his time as a partner in a real estate rental property, and dedicates minimal time as president of Pachira Wealth.

Employment History
Current Registrations
Cetera Advisors LLC
September 2022 - Present · 3 yrs 8 mos
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Advisory Services, INC.
March 2016 - November 2020 · 4 yrs 8 mos
First Allied Securities, INC.Broker
August 2015 - September 2022 · 7 yrs 1 mo
State Registrations20 states
ARCADCDEFLGAHIILMDMIMSNCNYOHPASCTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Erik Pedley - Financial Advisor | TrueAdvisor