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Benjamin Workman

20 Years of Experience
Huntington, WV
1 DisclosureBroker

Benjamin Workman is a registered investment advisor at RBC Capital Markets, LLC, based in Huntington, WV, with 20 years of industry experience. Benjamin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

704 4th Avenue, Huntington, WV, 25701-1424

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History

Regulatory History (1)
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Customer Dispute
December 2010
Settled
Other Business Activities

Benjamin owns rental property and is involved with the musical group Souls of the Wounded, playing guitar/vocals for a few hours per week. He also serves on the board of directors for both Marshall University Alumni and the Huntington Symphony Orchestra, dedicating minimal time to the latter.

Employment History
Current Registrations
RBC Capital Markets, LLC
January 2022 - Present · 4 yrs 4 mos
RBC Capital Markets, LLC
January 2022 - Present · 4 yrs 4 mos
RBC Capital Markets, LLCBroker
January 2022 - Present · 4 yrs 4 mos
Previous Registrations
Fifth Third Securities, INC.
February 2008 - January 2022 · 13 yrs 11 mos
Fifth Third Securities, INC.Broker
December 2005 - January 2022 · 16 yrs 1 mo
Fort Washington Brokerage Services, INC.Broker
May 2005 - November 2005 · 6 mos
State Registrations36 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.