Carey Kesner is a CFP-designated registered investment advisor at Mosaic Advisors, based in Houston, TX, with 19 years of industry experience. Carey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Estate Planning, and 7 more. Their firm serves 72 clients with $580M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Mosaic Advisors includes portfolio management and investment oversight as part of its flat quarterly retainer, rather than charging a percentage of your portfolio. Initial retainers typically begin at $100,000 per quarter for the first three quarters, reduce to $75,000 per quarter starting in the fourth quarter, and adjust annually for the cost of living after the second year. Retainers are based on the overall complexity of your financial life rather than the value of your investments.
Location
3773 Richmond Avenue, Suite 700, Houston, TX, 77046
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Carey is an elected Board Director of Harris County Municipal Utilities District No. 290 since 2014. This requires minimal time and is not investment-related.
Employment History
Current Registrations
Mosaic Advisors
Previous Registrations
Fsc Securities Corporation
Bosc, INC.
Bbva Wealth Solutions INC.
Fsc Securities Corporation
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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