Carey Stuart Kesner

CFP

Mosaic Advisors

18 Years of Experience

View SEC Summary

Areas of Practice

Financial Planning & CoachingEstate PlanningTax PlanningInvestment ManagementHigh Net WorthBusiness Owners

Mosaic Advisors

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

18 advisors

Number of Clients

61 clients

Average Client Portfolio

$8.2M average

Assets Under Management

$499.4M

Fee Structure

Financial Planning:Included in AUM fee

Location

3773 Richmond Avenue, Suite 700, Houston, TX, 77046

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Carey is an elected Board Director of Harris County Municipal Utilities District No. 290 since 2014. This requires minimal time and is not investment-related.

Employment History

Current Registrations

Mosaic Advisors

September 2012 - Present · 13 yrs 5 mos

Previous Registrations

Fsc Securities Corporation

February 2012 - March 2015 · 3 yrs 1 mo

Bosc, INC.

November 2011 - February 2012 · 3 mos

Bbva Wealth Solutions INC.

May 2007 - January 2012 · 4 yrs 8 mos

Fsc Securities Corporation

May 2007 - November 2011 · 4 yrs 6 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.