Thomas Klein is a registered investment advisor at Thomas C. Klein and Company, LLC, based in Los Altos, CA, with 21 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees are not negotiable; however, the Company reserves the right to charge a lower fee in certain special circumstances.
Fee Estimator
Location
Los Altos, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Thomas is employed as an attorney at Wilson Sonsini Goodrich & Rosati, providing legal services since 1989. This occupies a full-time work schedule.
Employment History
Current Registrations
Thomas C. Klein and Company, LLC
State Registrations1 state
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