Thomas Viola is a registered investment advisor, based in New York, NY, with 20 years of industry experience.
Location
50 Hudson Yards, New York, NY, 10001
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Blackrock Investments, LLCBroker
October 2006 - Present · 19 yrs 7 mos
Blackrock Financial Management, INC
May 2006 - Present · 20 yrs
Previous Registrations
Blackrock Capital Management, INC.
March 2006 - May 2006 · 2 mos
State Street Research Investment Services, INC.Broker
June 2005 - October 2006 · 1 yr 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.