Lori Stevenson is a registered investment advisor at Mma Securities LLC, based in Boston, MA, with 20 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 8,394 clients.
Compensation
Commission-BasedFixed/Hourly
Firm Size
162 advisors
Number of Clients
8,394 clients
Average Client Portfolio
Not specified
Fee Structure
Investment management only (planning not offered)
MMA Securities offers two services through a subadviser, Empower Advisory Group (EAG):
- In-Plan Advice (Online Advice Service): This service provides online guidance and investment advice, but you implement the recommendations yourself. There is no fee charged directly to plan participants for using this service.
- MMA MyPath (Managed Account Service): This service manages your retirement account for you. Participants in this service pay an annual asset-based fee. The fee covers costs associated with providing the service, including expenses payable to EAG and other service providers. MMA Securities does not retain any portion of this fee.
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Location
101 Huntington Ave, Suite 401, Boston, MA, 02199
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Mma Securities LLC
April 2023 - Present · 3 yrs 1 mo
Mma Securities LLC
April 2023 - Present · 3 yrs 1 mo
Mma Securities LLCBroker
April 2023 - Present · 3 yrs 1 mo
Previous Registrations
LPL Financial LLC
February 2008 - April 2023 · 15 yrs 2 mos
LPL Financial LLCBroker
October 2007 - April 2023 · 15 yrs 6 mos
Windward Securities CorporationBroker
August 2005 - July 2006 · 11 mos
Jefferson Pilot Securities CorporationBroker
April 2005 - February 2007 · 1 yr 10 mos
State Registrations2 states
MENC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.