TR
CFP
TR
CFP

Thomas Ryan

20 Years of Experience
Cumming, GA
Broker

Thomas Ryan is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Cumming, GA, with 20 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

102 Mary Alice Park Rd, Suite 205, Cumming, GA, 30040

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas is an owner of Evidential Wealth Advisors, LLC, which supports their RJFS branch. He dedicates minimal time to this activity.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
September 2019 - Present · 6 yrs 8 mos
Raymond James Financial Services, INC.Broker
September 2019 - Present · 6 yrs 8 mos
Previous Registrations
Suntrust Advisory Services, INC.
September 2016 - September 2019 · 3 yrs
Suntrust Investment Services, INC.
October 2008 - December 2016 · 8 yrs 2 mos
Suntrust Investment Services, INC.Broker
October 2008 - September 2019 · 10 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2006 - September 2008 · 2 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2006 - September 2008 · 2 yrs 2 mos
Morgan Stanley
September 2005 - June 2006 · 9 mos
Morgan Stanley Dw INC.Broker
August 2005 - June 2006 · 10 mos
State Registrations14 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.