Mark Huffman is a CFP-designated registered investment advisor, based in Sacramento, CA, with 19 years of industry experience.
Location
740 University Avenue, Sacramento, CA, 95825
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Mark is a board member of the YMCA of Superior California Foundation, a charitable foundation, since 2015. He dedicates minimal time to helping evaluate annual distributions.
Employment History
Current Registrations
Capfinancial Securities, LLC.Broker
January 2021 - Present · 5 yrs 4 mos
Captrust
January 2021 - Present · 5 yrs 4 mos
Previous Registrations
Genovese Burford & Brothers Wealth and Retirement Plan Mgmt, LLC
October 2018 - March 2021 · 2 yrs 5 mos
Royal Alliance Associates, INC.Broker
July 2018 - February 2021 · 2 yrs 7 mos
Moss Adams Wealth Advisors LLC
February 2014 - June 2018 · 4 yrs 4 mos
Moss Adams Securities & Insurance LLCBroker
February 2014 - June 2018 · 4 yrs 4 mos
Royal Alliance Associates, INC.Broker
September 2010 - January 2014 · 3 yrs 4 mos
Genovese Burford & Brothers Wealth and Retirement Plan Mgmt, LLC
August 2010 - February 2014 · 3 yrs 6 mos
Monument Financial Advisors, LLC
September 2006 - October 2010 · 4 yrs 1 mo
State Registrations9 states
AZCAGAIDNVORTXUTVA
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Exams
No exam information available for this advisor.