DT
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Dewey Tucker

13 Years of Experience
New York, NY
Broker

Dewey Tucker is a registered investment advisor at Exos Asset Management LLC, based in New York, NY, with 13 years of industry experience. Dewey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 5 clients with $1.9M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
5 advisors
Number of Clients
5 clients
Average Client Portfolio
$388K average
Assets Under Management
$1.9M

Fee Structure

Investment management only (planning not offered)

Exos Asset Management's fees vary by client and are negotiable. The firm receives a management or advisory fee, typically calculated based on the net asset value or assets under management. Some private funds may be charged an incentive distribution based on net profits. The firm also manages separately managed accounts (SMAs) and generally charges an annual management fee based on the average value of the SMA's gross assets, and/or a performance fee based on the SMA's performance. Fees may differ among investors in the same private fund.

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Location

35 W 35th Street, Fifth Floor, New York, NY, 10001

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Dewey is the Head of Trading Strategies at Exos Capital LLC since 2018, dedicating a few hours per week. He is also a Portfolio Manager at Exos Asset Management LLC since 2020, spending about half of his time.

Employment History
Current Registrations
Exos Asset Management LLC
March 2024 - Present · 2 yrs 2 mos
Exos Securities LLCBroker
February 2019 - Present · 7 yrs 3 mos
Previous Registrations
Exos Asset Management LLC
March 2023 - December 2023 · 9 mos
Exos Asset Management LLC
January 2022 - December 2022 · 11 mos
Exos Asset Management LLC
July 2021 - December 2021 · 5 mos
Octeg, LLCBroker
October 2013 - June 2014 · 8 mos
Kcg Americas LLCBroker
July 2012 - March 2017 · 4 yrs 8 mos
Knight Capital Americas, L.P.Broker
May 2010 - July 2012 · 2 yrs 2 mos
State Registrations1 state
NY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.