Kraig Bode is a registered investment advisor, based in Springfield, MO, with 20 years of industry experience.
Location
1650 A S. Enterprise, Springfield, MO, 65804
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Kraig is a board member and on the finance committee for the Child Advocacy Center, which provides a safe place for abused children. He dedicates minimal time to this role, advising on policy and leadership.
Employment History
Current Registrations
Sanctuary Securities, INC.
October 2021 - Present · 4 yrs 7 mos
Sanctuary Advisors, LLC
October 2021 - Present · 4 yrs 7 mos
Sanctuary Securities, INC.Broker
October 2021 - Present · 4 yrs 7 mos
Previous Registrations
Ameriprise Financial Services, LLC
March 2006 - October 2021 · 15 yrs 7 mos
Ameriprise Financial Services, LLCBroker
January 2006 - October 2021 · 15 yrs 9 mos
State Registrations12 states
ALARCACOFLKSMONCNMPATXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.