Marlana Splettstosser
Marlana Splettstosser is a registered investment advisor at Citigroup Global Markets INC., based in New York, NY, with 18 years of industry experience. Marlana operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 56,938 clients with $47B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CGMI offers various investment advisory programs with different fee structures. The CGMI fee is an annualized, fixed, asset-based fee of up to 2% that is negotiable based on a number of factors. Clients may also pay separate fees to third-party investment managers, generally ranging from 0.05% to 1.00% depending on the asset class and investment style. These fees do not include additional charges such as wire transfer fees, taxes, or brokerage commissions for trades executed outside of CGMI or Clearing Firm.
Location
388 Greenwich Street, Tower Building, New York, NY, 10013
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Regulatory History (1)
Criminal
January 2003Other Business ActivitiesSells Insurance
Marlana is an owner of Splettstosser Sallas Stewart LLC, focusing on land/cattle/timber, dedicating about a quarter of her time. She is also a notary public and owns a health insurance business, spending minimal time on each.
Employment History
Current Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Previous Registrations
Visionary Asset Management
Next Financial Group, INC.
Next Financial Group, INC.Broker
Parallax Investments, LLC
Tri-Star FinancialBroker
Eckard Investment Services, INC.Broker
Dominion Investor Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.