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Marlana Splettstosser

Citigroup Global Markets INC.
18 Years of Experience
Houston, TX
1 DisclosureBrokerSells Insurance
View SEC Summary
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Marlana Splettstosser is a registered investment advisor at Citigroup Global Markets INC., based in Houston, TX, with 18 years of industry experience. Marlana is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 59,829 clients with $56B in assets under management.

Citigroup Global Markets INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2402 advisors
IM Fee
Planning only
Assets Under Management
$56.0B

Fee Structure

Citigroup Global Markets provides a comprehensive written financial plan at no direct fee to eligible clients of Citi Private Bank and Citi Global Wealth at Work. The service includes developing a financial profile, analyzing current financial position, and providing recommendations for education, retirement, estate planning, and other long-term goals.

One-Time Plan:$0
View Full SEC Brochure

Location

Corporate and Investment Banking, 811 Main Street, Suites 3900 & 4000, Houston, TX, 77002

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History

Regulatory History (1)
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Criminal
January 2003
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Marlana is an owner of Splettstosser Sallas Stewart LLC, focusing on land/cattle/timber, dedicating about a quarter of her time. She is also a notary public and owns a health insurance business, spending minimal time on each.

Employment History
Current Registrations
Citigroup Global Markets INC.
October 2016 - Present · 10 yrs
Citigroup Global Markets INC.Broker
September 2016 - Present · 10 yrs 1 mo
Previous Registrations
Visionary Asset Management
August 2014 - August 2016 · 2 yrs
Next Financial Group, INC.Broker
August 2014 - July 2016 · 1 yr 11 mos
Next Financial Group, INC.
August 2014 - July 2016 · 1 yr 11 mos
Parallax Investments, LLC
September 2010 - August 2014 · 3 yrs 11 mos
Tri-Star FinancialBroker
February 2010 - August 2014 · 4 yrs 6 mos
Eckard Investment Services, INC.Broker
October 2009 - December 2009 · 2 mos
Dominion Investor Services, INC.Broker
June 2007 - July 2009 · 2 yrs 1 mo
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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