Robert Borowczak
Robert Borowczak is a registered investment advisor at Northern Trust Securities, INC, based in Dallas, TX, with 21 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management. Their firm serves 2,053 clients with $1.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1.0M - $5.0M | 0.85% |
| $5M+ | 0.75% |
Rates apply to Fund Strategist Portfolio, Strategist UMA, and Equity and Balanced SMA strategies. Fixed Income SMA strategies have a separate schedule starting at 0.55%. Manager fees and product-level fees are in addition to these advisory fees.
Fee Estimator
Location
5540 Preston Road, Dallas, TX, 75205
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2019Employment History
Current Registrations
Northern Trust Securities, INC
Northern Trust Securities, INC.Broker
Previous Registrations
Vision Investment Services, INC.Broker
MML Investors Services, LLC
MML Investors Services, LLCBroker
Chapwood Capital Investment Management, LLC
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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