KP
KP

Kathleen Pruess

19 Years of Experience
Philadelphia, PA
Broker

Kathleen Pruess is a registered investment advisor at Morgan Stanley, based in Philadelphia, PA, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1650 Market Street 42nd Floor, Philadelphia, PA, 19103

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Kathleen works as a contractor for Bucket List Tour Guide, a travel agency, since June 2022. This sales/marketing role takes about 10-20% of her time outside of business hours.

Employment History
Current Registrations
Morgan StanleyBroker
January 2014 - Present · 12 yrs 4 mos
Morgan Stanley
January 2014 - Present · 12 yrs 4 mos
Morgan Stanley
January 2014 - Present · 12 yrs 4 mos
Previous Registrations
Western International Securities
April 2010 - December 2013 · 3 yrs 8 mos
Western International Securities, INC.Broker
October 2009 - December 2013 · 4 yrs 2 mos
Royal Alliance Associates, INC.Broker
December 2006 - October 2009 · 2 yrs 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
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Exams
No exam information available for this advisor.