TrueAdvisor
TrueAdvisor
Browse
Learn
Feedback
CK
CK
Clay Michael Kazmierski
Exos Wealth Strategies, LLC
20 Years of Experience
1 Disclosure
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Insurance Planning
Exos Wealth Strategies, LLC
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
4 advisors
Number of Clients
62 clients
Average Client Portfolio
$486K average
Assets Under Management
$30.1M
Loading...
Location
Gilbert, AZ
Get directions
History
Regulatory History (1)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Judgment / Lien
March 2019
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Exos Wealth Strategies, LLC
November 2023 - Present · 2 yrs 3 mos
Previous Registrations
Cetera Advisor Networks LLC
Broker
February 2019 - November 2023 · 4 yrs 9 mos
Cwm, LLC
February 2019 - November 2023 · 4 yrs 9 mos
Cetera Advisor Networks LLC
February 2019 - August 2019 · 6 mos
LPL Financial LLC
October 2008 - February 2019 · 10 yrs 4 mos
LPL Financial LLC
Broker
October 2008 - February 2019 · 10 yrs 4 mos
Scottsdale Capital Advisors CORP
January 2007 - November 2008 · 1 yr 10 mos
Scottsdale Capital Advisors CORP
Broker
December 2006 - November 2008 · 1 yr 11 mos
Ameriprise Financial Services, INC.
May 2005 - December 2006 · 1 yr 7 mos
Ameriprise Financial Services, INC.
Broker
May 2005 - December 2006 · 1 yr 7 mos
Ids Life Insurance Company
Broker
May 2005 - July 2006 · 1 yr 2 mos
State Registrations
2 states
AZ
TX
Advisor
Exams
No exam information available for this advisor.