James Lee
James Lee is a registered investment advisor at Lee Financial Associates, INC., based in Ellicott City, MD, with 20 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $1.5M | 1.25% |
| $1.5M - $2.0M | 1.00% |
| $2.0M - $2.5M | 0.75% |
| $2.5M - $3.0M | 0.50% |
| $3.0M - $4.0M | 0.25% |
| $4.0M - $4.5M | 0.20% |
| $4.5M - $5.0M | 0.15% |
| $5M+ | 0.15% |
Fees are negotiable. The total advisory fee (including the third-party manager's fee) will not exceed 3% of assets under management.
Fee Estimator
Location
5018 Dorsey Hall Drive, Suite 204, Ellicott City, MD, 21042
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is the President of Lee Financial Associates, Inc., acting as an insurance agent and investment advisor. He dedicates minimal time to these roles.
Employment History
Current Registrations
Lee Financial Associates, INC.
Osaic Wealth, INC.
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
State Registrations35 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.