JM
JM
Judith Mcdonald
20 Years of Experience
Damariscotta, ME
Broker
Judith Mcdonald is a registered investment advisor at Cetera Investment Advisers LLC, based in Damariscotta, ME, with 20 years of industry experience. Judith operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
223 Main St, Damariscotta, ME, 04543
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2014 - Present · 12 yrs 4 mos
Cetera Investment Services LLCBroker
March 2010 - Present · 16 yrs 2 mos
Previous Registrations
Cetera Investment Services LLC
March 2010 - January 2014 · 3 yrs 10 mos
TD Wealth Management Services INC.
November 2009 - February 2010 · 3 mos
TD Wealth Management Services INC.Broker
November 2009 - February 2010 · 3 mos
Primevest Financial Services, INC.
May 2007 - November 2009 · 2 yrs 6 mos
Bancnorth Investment Group, INC.Broker
February 2005 - November 2009 · 4 yrs 9 mos
State Registrations9 states
COFLGAMAMEMONYVAVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.