Humphrey Thomas
Humphrey Thomas is a registered investment advisor at Kovack Advisors, INC., based in Ft. Lauderdale, FL, with 20 years of industry experience. Humphrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 14,305 clients with $5.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Kovack Advisors charges an annual fee based on a percentage of the value of your investments. The maximum annual fee is 2.90%. Fees are negotiable and may be calculated as a flat percentage or on a tiered schedule. Fees are billed quarterly or monthly in advance. You are responsible for brokerage commissions and other transactional costs unless your advisor negotiates to cover ticket charges, which may result in a higher overall advisory fee.
Location
6451 N. Federal Hwy, Suite 1201, Ft. Lauderdale, FL, 33308
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Regulatory History (1)
Employment Separation After Allegations
April 2012Other Business ActivitiesSells Insurance
Humphrey is the CEO of HG Thomas Wealth Management, LLC, providing financial planning, investment services, insurance, and social security planning, dedicating most of his time to this. He is also a partner in Thomas Divorce Advisors, LLC, focusing on divorce planning, and spends minimal time as a member of North Brownsville Rotary and a board member for Recovery Center Cameron County.
Employment History
Current Registrations
Kovack Securities INC.Broker
Kovack Advisors, INC.
Previous Registrations
Edward Jones
Edward JonesBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.