Steve Montgomery
Steve Montgomery is a registered investment advisor at Legion Private Wealth Management, based in Ellensburg, WA, with 8 years of industry experience. Steve operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 11 clients with $1.8M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Legion Private Wealth Management offers investment management services through a third-party platform or co-advisor services. Fees for these services generally range from 0.50% to 1.00% of the assets managed. These fees are negotiable and are in addition to fees charged by the third-party platform or co-advisor. The third-party platform also charges fees ranging from 0.085% to 0.15% of assets managed through the platform. The co-advisor also charges fees ranging from 0.50% to 1.00% of client assets managed under the co-advisor agreement.
Location
1206 N. Dolarway Road, Suite 116, Ellensburg, WA, 98926
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Regulatory History (1)
Customer Dispute
March 2008Employment History
Current Registrations
Legion Private Wealth Management
Previous Registrations
Financial Advocates Investment Management
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Morgan Stanley
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.