Joshua Slocum
Joshua Slocum is a CFP-designated registered investment advisor at Advisory Services Network, based in Birmingham, AL, with 20 years of industry experience. Joshua operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 7 more. Their firm serves 12,919 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.25% |
| $500K - $2.0M | 1.75% |
| $2.0M - $5.0M | 1.50% |
| $5M+ | 1.25% |
All fees are negotiable at the firm's discretion. The firm also offers a floating flat rate schedule using the same percentage breakpoints applied to total account assets.
Fee Estimator
Location
800 Shades Creek Parkway, Suite 310, Birmingham, AL, 35209
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2023Other Business Activities
Joshua is the registered agent for the inventor/founder of Brace Buddy LLC, collecting and storing documents. He spends minimal time on this non-investment related activity.
Employment History
Current Registrations
Advisory Services Network
Previous Registrations
Clark Financial Advisors
Merrill Lynch, Pierce, Fenner & Smith Incorporated
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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