LC
LC

Lucy Chism

18 Years of Experience
Nashville, TN
Broker

Lucy Chism is a registered investment advisor, based in Nashville, TN, with 18 years of industry experience.

Location

20 Burton Hills Blvd, Suite 450, Nashville, TN, 37215

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Lucy owns rental real estate property since 2019, dedicating minimal time to it. She also works as an associate/employee at Pinnacle and Radnor Capital Partners, spending about a quarter to half of her time at each.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
February 2024 - Present · 2 yrs 5 mos
Raymond James Financial Services Advisors, INC
February 2024 - Present · 2 yrs 5 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
June 2016 - February 2024 · 7 yrs 8 mos
Wells Fargo Clearing Services, LLC
June 2016 - February 2024 · 7 yrs 8 mos
U.S. Bancorp Investments, INC.
December 2013 - June 2016 · 2 yrs 6 mos
U.S. Bancorp Investments, INC.Broker
November 2013 - June 2016 · 2 yrs 7 mos
Suntrust Investment Services, INC.
September 2012 - December 2013 · 1 yr 3 mos
Suntrust Investment Services, INC.Broker
September 2012 - December 2013 · 1 yr 3 mos
U.S. Bancorp Investments, INC.
November 2007 - September 2012 · 4 yrs 10 mos
U.S. Bancorp Investments, INC.Broker
August 2007 - September 2012 · 5 yrs 1 mo
State Registrations39 states
ALARAZCACODCDEFLGAIDILINKSKYLAMAMDMIMNMOMSMTNCNENHNJNMNVNYOHOKORPASCTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.