Gabriela Rubio is a CFP-designated registered investment advisor, based in Brea, CA, with 18 years of industry experience. Gabriela is also registered as a broker, so some compensation may come from commissions on products sold.
Location
2601 Saturn St, Ste 100, Brea, CA, 92821
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
September 2026 - Present · 1 mo
Raymond James Financial Services Advisors, INC
September 2026 - Present · 1 mo
Previous Registrations
The Blackmont Group
April 2026 - August 2026 · 4 mos
Cfd Investments, INC.Broker
January 2024 - September 2024 · 8 mos
Creative Financial Designs, INC.
January 2024 - September 2024 · 8 mos
RBC Capital Markets, LLC
August 2017 - October 2023 · 6 yrs 2 mos
RBC Capital Markets, LLCBroker
January 2010 - October 2023 · 13 yrs 9 mos
RBC Capital Markets CorporationBroker
December 2008 - July 2009 · 7 mos
LPL Financial CorporationBroker
April 2007 - December 2008 · 1 yr 8 mos
Wm Financial Services, INC.Broker
May 2005 - January 2007 · 1 yr 8 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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