J. Haugen
J. Haugen is a registered investment advisor at Cetera Investment Advisers LLC, based in Prior Lake, MN, with 20 years of industry experience. J. operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
4719 Park Nicollet Ave SE Ste 100, Prior Lake, MN, 55372
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
J. is an insurance agent for American National and CFO/Agent for Haugen Agency, spending nearly full-time hours on these activities. J. also has roles in several community and charitable organizations, as well as managing a vacation rental property.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Bfc Planning, INC.
Securities Management & Research, INC.Broker
Securities Management & Research, INC.Broker
State Registrations5 states
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