GM
GM

Gregory William Melendez

20 Years of Experience
4 DisclosuresBroker
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningHigh Net Worth
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
12 advisors
Number of Clients
56 clients
Average Client Portfolio
$731K average
Assets Under Management
$40.9M

Fee Structure

Minimum Investment:$10K
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Location

2 Bridge Ave, Suite 241, Red Bank, NJ, 07701

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2022
Settled
Customer Dispute
December 2020
Settled
Customer Dispute
November 2009
Settled
Criminal
November 2006
Final Disposition
Employment History
Current Registrations
Network 1 Financial Advisors INC.
January 2023 - Present · 3 yrs 1 mo
Network 1 Financial Securities INC.Broker
November 2022 - Present · 3 yrs 3 mos
Previous Registrations
Laidlaw Wealth Management LLC
February 2020 - December 2022 · 2 yrs 10 mos
Laidlaw & Company (UK) LTD.Broker
August 2014 - December 2022 · 8 yrs 4 mos
Iaa Financial LLCBroker
October 2009 - September 2014 · 4 yrs 11 mos
Gunnallen Financial, INCBroker
December 2005 - October 2009 · 3 yrs 10 mos
The Gms Group, LLCBroker
September 2005 - January 2006 · 4 mos
State Registrations35 states
ALAZCACOCTFLGAIAIDINKSLAMDMIMNMTNCNDNENJNVNYOHOKORPASCSDTXUTVAWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.