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Deanna O'neal

2 Years of Experience
Woodbury, NY
Broker

Deanna O'neal is a registered investment advisor, based in Woodbury, NY, with 2 years of industry experience.

Location

125 Froehlich Farm Blvd., Woodbury, NY, 11797

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Deanna works as a financial coach and educator for Ki Financial, LLC, teaching money management, budgeting, and debt reduction. This activity, which is not investment-related, takes minimal time during regular business hours.

Employment History
Current Registrations
Vanderbilt Advisory Services
November 2023 - Present · 2 yrs 6 mos
Vanderbilt Securities, LLCBroker
November 2023 - Present · 2 yrs 6 mos
Previous Registrations
Transamerica Financial Advisors, INC.
September 2023 - November 2023 · 2 mos
Transamerica Financial Advisors, INCBroker
June 2023 - November 2023 · 5 mos
State Registrations2 states
CAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Deanna O'neal - Financial Advisor | TrueAdvisor