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Brian Derrick

20 Years of Experience
Glendale, AZ
Broker

Brian Derrick is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Glendale, AZ, with 20 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

18301 N 79th Ave Ste D148, Glendale, AZ, 85308

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brian is an associate/employee and owner of Derrick Family Financial, PCL, which serves as a business entity for their RJFS practice. This takes about half of Brian's time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
February 2021 - Present · 5 yrs 3 mos
Raymond James Financial Services, INC.Broker
September 2020 - Present · 5 yrs 8 mos
Previous Registrations
Edward Jones
October 2014 - September 2020 · 5 yrs 11 mos
Edward JonesBroker
May 2005 - September 2020 · 15 yrs 4 mos
State Registrations21 states
AKALAZCACOFLIAIDILKSMNMOMTNCOHOKPATXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.