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Stephen Wray

20 Years of Experience
Dayton, OH
1 DisclosureBroker

Stephen Wray is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Dayton, OH, with 20 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

1700 Lyons Road, Suite D, Dayton, OH, 45458

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History

Regulatory History (1)
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Customer Dispute
August 2009
Denied
Other Business Activities

Stephen owns Wray Wealth Management, a support company/DBA, dedicating full-time hours to it as an owner and financial advisor. He also serves as a board member for Kiwanis and the YMCA, both charitable organizations.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
July 2017 - Present · 8 yrs 10 mos
Raymond James Financial Services, INC.Broker
July 2017 - Present · 8 yrs 10 mos
Previous Registrations
Edward Jones
January 2007 - July 2017 · 10 yrs 6 mos
Edward JonesBroker
May 2005 - July 2017 · 12 yrs 2 mos
State Registrations20 states
ARAZCAFLGAINKYMIMNMSNCNHOHOKORPARISCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.