Brian Williams is a registered investment advisor at Morgan Stanley, based in Greenwood Village, CO, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
5251 DTC Parkway, Suite 1500, Greenwood Village, CO, 80111
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
May 2022 - Present · 4 yrs
Morgan StanleyBroker
May 2022 - Present · 4 yrs
Previous Registrations
J.P. Morgan Securities LLC
December 2012 - May 2022 · 9 yrs 5 mos
J.P. Morgan Securities LLCBroker
September 2009 - May 2022 · 12 yrs 8 mos
J.P. Morgan Securities LLC
September 2009 - May 2012 · 2 yrs 8 mos
Chase Investment Services CORP.
April 2008 - August 2009 · 1 yr 4 mos
Chase Investment Services CORP.Broker
April 2008 - August 2009 · 1 yr 4 mos
Banc of America Investment Services, INC.Broker
November 2007 - April 2008 · 5 mos
Banc of America Investment Services, INC.
November 2007 - April 2008 · 5 mos
Chase Investment Services CORP.
September 2006 - November 2007 · 1 yr 2 mos
Chase Investment Services CORP.Broker
September 2006 - November 2007 · 1 yr 2 mos
A. G. Edwards & Sons, INC.
September 2005 - September 2006 · 1 yr
A. G. Edwards & Sons, INC.Broker
July 2005 - September 2006 · 1 yr 2 mos
State Registrations37 states
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Exams
No exam information available for this advisor.