RP
RP
Renee Pun
19 Years of Experience
East Northport, NY
Broker
Renee Pun is a registered investment advisor at Cetera Investment Advisers LLC, based in East Northport, NY, with 19 years of industry experience. Renee operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
East Northport, NY
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
January 2023 - Present · 3 yrs 4 mos
Previous Registrations
Cetera Advisor Networks LLC
January 2023 - June 2023 · 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2020 - January 2023 · 2 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2019 - January 2023 · 3 yrs 11 mos
Cadaret, Grant & CO., INC.Broker
October 2018 - January 2019 · 3 mos
UBS Securities LLCBroker
October 2012 - July 2017 · 4 yrs 9 mos
Barclays Capital INC.Broker
September 2008 - September 2012 · 4 yrs
Lehman Brothers INC.Broker
March 2007 - September 2008 · 1 yr 6 mos
Jefferies & Company, INC.Broker
October 2005 - March 2007 · 1 yr 5 mos
State Registrations23 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.