SC
SC

Seth Cullen

20 Years of Experience
Overland Park, KS
Broker

Seth Cullen is a registered investment advisor at Victory Capital Management INC., based in Overland Park, KS, with 20 years of industry experience. Seth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 2,558 clients with $150B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
106 advisors
Number of Clients
2,558 clients
Average Client Portfolio
$59.5M average
Assets Under Management
$152.3B

Fee Structure

Investment management only (planning not offered)

Victory Capital Management's fees are based on a percentage of the assets they manage. The specific percentage varies depending on the investment strategy and the size of the account. Fees may be negotiable in certain situations. VCM may also agree to fixed fee arrangements. VCM may impose minimum account sizes and minimum annual fees. The fees for investment management of mutual funds, ETFs and other pooled investment vehicles are different from the fees for separate accounts. Some accounts may also pay performance-based fees.

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Location

Overland Park, KS

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Victory Capital Management INC.
September 2025 - Present · 1 yr
Victory Capital Services, INC.
April 2025 - Present · 1 yr 5 mos
Victory Capital Services, INC.Broker
April 2025 - Present · 1 yr 5 mos
Previous Registrations
Amundi Asset Management US, INC.
January 2024 - April 2025 · 1 yr 3 mos
Amundi Distributor US, INC.Broker
September 2023 - April 2025 · 1 yr 7 mos
Nylife Distributors LLCBroker
July 2018 - September 2023 · 5 yrs 2 mos
Dws Distributors, INC.Broker
May 2015 - July 2018 · 3 yrs 2 mos
Ivy Funds Distributor, INC.Broker
April 2006 - May 2015 · 9 yrs 1 mo
Waddell & ReedBroker
April 2006 - May 2015 · 9 yrs 1 mo
American Century Investment Services INC.Broker
May 2005 - April 2006 · 11 mos
State Registrations6 states
ARIAKSMONETX
AdvisorBroker

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.