Scott Schroeffel is a registered investment advisor, based in Knoxville, TN, with 20 years of industry experience.
Location
1111 Northshore Drive, Suite S-600, Knoxville, TN, 37919
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Scott works as an associate/employee for Pinnacle Asset Management and Pinnacle Bank. He spends about half his time or more working for Pinnacle Bank as a financial advisor and about 10-20% of his time building relationships and managing client accounts for Pinnacle Asset Management.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Previous Registrations
Suntrust Advisory Services, INC.
Suntrust Investment Services, INC.
Suntrust Investment Services, INC.Broker
Suntrust Robinson Humphrey, INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.