DJ
DJ

Dennis Jumper

20 Years of Experience
Wilkes-Barre, PA
BrokerSells Insurance

Dennis Jumper is a registered investment advisor at MML Investors Services, LLC, based in Wilkes-Barre, PA, with 20 years of industry experience. Dennis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4920 advisors
Number of Clients
392,809 clients
Average Client Portfolio
$229K average
Assets Under Management
$90.0B

Fee Structure

Investment management only (planning not offered)

MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.

For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.

Loading...

Location

1140 Highway 315, Suite 203, Wilkes-Barre, PA, 18711

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Dennis is an insurance agent selling life, disability, and fixed annuities since 2003. This activity requires minimal time.

Employment History
Current Registrations
MML Investors Services, LLC
August 2022 - Present · 3 yrs 9 mos
MML Investors Services, LLC
August 2022 - Present · 3 yrs 9 mos
MML Investors Services, LLCBroker
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
Park Avenue Securities LLC
July 2010 - September 2022 · 12 yrs 2 mos
Park Avenue Securities LLCBroker
June 2005 - September 2022 · 17 yrs 3 mos
State Registrations10 states
CADEFLGAKSNCNYORPASC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.