Michael Williams is a registered investment advisor at LPL Financial LLC, based in Rocklin, CA, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Rocklin, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Michael operates under the DBA Williams Wealth Management for his LPL business since 2019. He also owns rental real estate property since 2018.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cantella & CO., INC.
Cantella & CO., INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Edward Jones
Edward JonesBroker
State Registrations10 states
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