JJ
JJ
Joshua Jun is a registered investment advisor at LPL Financial LLC, based in Federal Way, WA, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B
Fee Structure
Minimum Investment:$1K
Investment management only (planning not offered)
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
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Location
Federal Way, WA
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2014Closed-No Action
Employment History
Current Registrations
LPL Financial LLCBroker
February 2021 - Present · 5 yrs 5 mos
LPL Financial LLC
February 2021 - Present · 5 yrs 5 mos
Previous Registrations
Bankers Life Advisory Services, INC.
November 2016 - December 2020 · 4 yrs 1 mo
Bankers Life Securities, INC.Broker
May 2016 - December 2020 · 4 yrs 7 mos
Investment Advisors
June 2010 - May 2016 · 5 yrs 11 mos
Proequities, INC.Broker
May 2010 - May 2016 · 6 yrs
Uvest Financial Services Group, INC.Broker
January 2008 - May 2010 · 2 yrs 4 mos
Uvest Financial Services Group, INC.
January 2008 - May 2010 · 2 yrs 4 mos
Ameriprise Financial Services, INC.
January 2006 - April 2006 · 3 mos
Ameriprise Financial Services, INC.Broker
October 2005 - April 2006 · 6 mos
Waddell & Reed, INC.Broker
September 2005 - October 2005 · 1 mo
State Registrations4 states
AZIDORWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.