AS
AS

Aaron Leon Swanier

20 Years of Experience
Broker
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
268 advisors
Number of Clients
14,305 clients
Average Client Portfolio
$387K average
Assets Under Management
$5.5B

Fee Structure

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Location

Atlanta, GA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Aaron operates Chief Investment Group as a financial advisor, dedicating about a quarter of his time to this investment-related activity. He also serves as a co-administrator for his father's estate, spending minimal time on this non-investment related task.

Employment History
Current Registrations
Kovack Advisors, INC.
January 2015 - Present · 11 yrs 1 mo
Kovack Securities INC.Broker
October 2014 - Present · 11 yrs 4 mos
Previous Registrations
Resource Horizons Group LLCBroker
January 2008 - October 2014 · 6 yrs 9 mos
Resource Horizons Investment Advisory, INC.
January 2008 - December 2014 · 6 yrs 11 mos
A. G. Edwards & Sons, INC.
August 2005 - November 2007 · 2 yrs 3 mos
A. G. Edwards & Sons, INC.Broker
August 2005 - November 2007 · 2 yrs 3 mos
State Registrations7 states
ALCAFLGALAMSVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.