Steven Rose is a CFP-designated registered investment advisor at Cwm, LLC, based in Reno, NV, with 21 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 52,669 clients with $51B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Annual investment advisory fee ranges up to a maximum of 2.50% of assets held in the account. Fees are negotiable based on account size, complexity, and other factors.
Fee Estimator
Location
410 California Ave, Suite 200, Reno, NV, 89509
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Regulatory History (1)
Customer Dispute
January 2020Other Business ActivitiesSells Insurance
Steven sells non-variable insurance since 2016. He also sells group benefits including health, life, disability, dental, vision, fixed annuities, and long-term care, dedicating about 10-20% of his time to this. Finally, Steven is involved with S Rose LLC, spending minimal time on it.
Employment History
Current Registrations
Cwm, LLC
Previous Registrations
Legacy Wealth Planning, LLC
LPL Financial LLC
LPL Financial LLCBroker
MML Investors Services, LLC
MML Investors Services, LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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