Steven Rose is a CFP-designated registered investment advisor at Cwm, LLC, based in Reno, NV, with 20 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 2 more. Their firm serves 52,669 clients with $51B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CWM, LLC charges an annual fee based on a percentage of the value of your investments. This fee can be up to 2.50% annually. The exact fee is negotiable and depends on factors like the size of your account, the types of assets, and the complexity of your situation. Different investment advisor representatives may charge different fees for the same services. CWM retains a portion of the fee for administrative and support services. Fees are typically deducted from your account quarterly.
Location
410 California Ave, Suite 200, Reno, NV, 89509
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Regulatory History (1)
Customer Dispute
January 2020Other Business ActivitiesSells Insurance
Steven sells non-variable insurance since 2016. He also sells group benefits including health, life, disability, dental, vision, fixed annuities, and long-term care, dedicating about 10-20% of his time to this. Finally, Steven is involved with S Rose LLC, spending minimal time on it.
Employment History
Current Registrations
Cwm, LLC
Previous Registrations
Legacy Wealth Planning, LLC
LPL Financial LLC
LPL Financial LLCBroker
MML Investors Services, LLC
MML Investors Services, LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.