Robert Scroggins
Robert Scroggins is a registered investment advisor at Legacy Financial Advisors, INC., based in Cincinnati, OH, with 20 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 1,065 clients with $1.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.80% |
| $3.0M - $5.0M | 0.60% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.50% |
Fees negotiable for accounts over $10M. POPS strategies have a flat fee of up to 1.50% per annum.
Fee Estimator
Location
200 Northland Blvd, Cincinnati, OH, 45246
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Robert is an owner/officer/employee at ScrogginsGrear, Inc, a consulting and CPA firm, dedicating nearly full-time hours to consulting services, management, and administration. He also owns Scroggins Financial Services, LLC, an insurance-related DBA, spending minimal time on it, and has ownership in Tri-County Equipment Leasing LLC and Northland Properties, LLC, spending minimal time on each.
Employment History
Current Registrations
Legacy Financial Advisors, INC.
Previous Registrations
Triad Advisors LLCBroker
NFP Securities, INC.
NFP Securities, INC.Broker
State Registrations1 state
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