Devorah Finkelstein is a registered investment advisor, based in Passaic, NJ, with 20 years of industry experience.
Location
Passaic, NJ
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
B. Riley Wealth Management
July 2022 - Present · 4 yrs
B. Riley Wealth ManagementBroker
July 2022 - Present · 4 yrs
B. Riley Wealth Advisors, INC.
February 2020 - Present · 6 yrs 5 mos
Previous Registrations
National Securities CorporationBroker
May 2019 - July 2022 · 3 yrs 2 mos
Morgan StanleyBroker
June 2009 - May 2019 · 9 yrs 11 mos
Citigroup Global Markets INC.Broker
March 2005 - June 2009 · 4 yrs 3 mos
State Registrations16 states
CACOCTDCFLMAMDMINJNYOKPASCTXVAWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.