Adam Baker
Adam Baker is a registered investment advisor at Bok Financial Private Wealth, INC., based in Scottsdale, AZ, with 16 years of industry experience. Adam is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 818 clients with $3.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1M+ | 1.00% |
Fees are not to exceed 1.00% per year with breakpoints applying to relationships exceeding $1 million. Fees may be negotiable at the firm's discretion.
Fee Estimator
Location
16767 N. Perimeter Dr., Ste. 200, Scottsdale, AZ, 85260
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2024Other Business Activities
Adam manages a rental property, although his spouse handles all the managerial duties. This activity requires minimal time commitment from Adam.
Employment History
Current Registrations
Bok Financial Private Wealth, INC.
Bok Financial Advisors
Bok Financial Securities, INC.Broker
Previous Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
J. P. Morgan Securities INC.
J.P. Morgan Securities INC.Broker
Chase Investment Services CORP.Broker
Banc One Securities CorporationBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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