JM
JM

James Mcallister

18 Years of Experience
Houston, TX
Broker

James Mcallister is a registered investment advisor, based in Houston, TX, with 18 years of industry experience.

Location

1233 West Loop S, Suite 1800, Houston, TX, 77027

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

James is a partner in M. McAllister Family Partnership Limited, handling property management since 2021. He is also an employee of Woodforest Financial Services, Inc. and DBA Woodforest Wealth Strategies, dedicating nearly full-time hours to investment and financial services.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
May 2021 - Present · 5 yrs
Previous Registrations
Comerica Securities
March 2016 - June 2021 · 5 yrs 3 mos
Comerica SecuritiesBroker
November 2015 - June 2021 · 5 yrs 7 mos
Wells Fargo Advisors, LLCBroker
January 2008 - November 2015 · 7 yrs 10 mos
American General Securities IncorporatedBroker
August 2007 - January 2008 · 5 mos
State Registrations12 states
CAFLGAILLAMANCNYOHOKORTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
James Mcallister - Financial Advisor | TrueAdvisor