DT
CFA
DT
CFA

Dirk Thompson

11 Years of Experience
St. Louis, MO

Dirk Thompson is a CFA-designated registered investment advisor at Nisa Investment Advisors, LLC, based in St. Louis, MO, with 11 years of industry experience. Dirk operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 428 clients with $320B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
78 advisors
IM Fee
Planning only
Assets Under Management
$315.3B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

7676 Forsyth Blvd Suite 1100, St. Louis, MO, 63105-4141

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Nisa Investment Advisors, LLC
July 2019 - Present · 7 yrs 2 mos
Previous Registrations
Wells Fargo Advisors, LLC
January 2008 - May 2010 · 2 yrs 4 mos
A. G. Edwards & Sons, INC.
April 2006 - January 2008 · 1 yr 9 mos
Hilliard Lyons Asset Management
July 2005 - April 2006 · 9 mos
State Registrations1 state
MO
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Dirk Thompson - Financial Advisor | TrueAdvisor