RW
RW
Rodney Westlake
20 Years of Experience
Naperville, IL
1 Disclosure
Rodney Westlake is a registered investment advisor at Witter & Westlake Investments, based in Naperville, IL, with 20 years of industry experience. Rodney operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 22 clients with $12M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
2 advisors
IM Fee
Planning only
Assets Under Management
$11.6M
Loading...
Location
Naperville, IL
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
August 2021Final
Employment History
Current Registrations
Witter & Westlake Investments
August 2008 - Present · 17 yrs 9 mos
Previous Registrations
Witter & Westlake Investments
May 2005 - August 2008 · 3 yrs 3 mos
State Registrations1 state
MI
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.