JR
CFP · ChFC
JR
CFP · ChFC

James Daniel Ratliff

19 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate PlanningTax PlanningHigh Net WorthBusiness Owners
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
11 advisors
Number of Clients
1,193 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$1.5B

Fee Structure

Minimum Investment:$15K
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $2.0M1.25%
$2.0M - $4.0M1.00%
$4M+0.90%

Fees are subject to change with 30 days written notice. Actual fees charged can be less than those set out above based upon pre-existing relationships, assets under management and other factors relevant to an engagement.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

11750 Katy Freeway, Suite 840, Houston, TX, 77079

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

James is an insurance agent at Alora Consulting, an insurance agency, since January 2020, dedicating a few hours per week to insurance sales. He is also a partner and financial advisor with RIA Wealth Advisors LLC, spending about a quarter of his time on this activity.

Employment History
Current Registrations
RIA Advisors
July 2017 - Present · 8 yrs 7 mos
Previous Registrations
RIA Wealth Advisors, LLC
February 2021 - September 2023 · 2 yrs 7 mos
J.P. Morgan Securities LLC
October 2012 - June 2017 · 4 yrs 8 mos
J.P. Morgan Securities LLCBroker
October 2012 - June 2017 · 4 yrs 8 mos
Chase Investment Services CORP.Broker
August 2007 - October 2012 · 5 yrs 2 mos
Chase Investment Services CORP.
August 2007 - October 2012 · 5 yrs 2 mos
Wells Fargo Investments, LLC
April 2006 - August 2007 · 1 yr 4 mos
Wells Fargo Investments, LLCBroker
December 2005 - August 2007 · 1 yr 8 mos
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.
James Daniel Ratliff - Financial Advisor | TrueAdvisor