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Kevin Newmuis

20 Years of Experience
Philadelphia, PA
1 DisclosureBroker

Kevin Newmuis is a registered investment advisor, based in Philadelphia, PA, with 20 years of industry experience.

Location

50 South 16th Street 24th Floor, Philadelphia, PA, 19102

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History

Regulatory History (1)
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Customer Dispute
April 2022
Denied
Other Business Activities

Kevin works as an associate/employee for Fulton Bank and Fulton Financial Advisors, focusing on investment sales and service. He dedicates about a quarter to nearly half of his time to each role, with the majority of hours occurring during trading hours.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
September 2023 - Present · 2 yrs 8 mos
Raymond James Financial Services Advisors, INC
September 2023 - Present · 2 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
November 2017 - September 2023 · 5 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
November 2017 - September 2023 · 5 yrs 10 mos
Citizens Securities, INC.
June 2013 - November 2017 · 4 yrs 5 mos
Citizens Securities, INC.Broker
June 2013 - November 2017 · 4 yrs 5 mos
Invest Financial Corporation
November 2007 - June 2013 · 5 yrs 7 mos
Invest Financial CorporationBroker
November 2007 - June 2013 · 5 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2007 - November 2007 · 9 mos
CUNA Brokerage Services, INC.Broker
October 2005 - September 2006 · 11 mos
State Registrations4 states
DEMENJPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.