Scott Broaddus
Scott Broaddus is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Fairfax, VA, with 21 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
4000 Legato Rd, 11th Fl, Fairfax, VA, 22033
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Scott owns Broaddus Investments LLC, is a board member at Premier Resource Group, and is an agent/broker for Select Brokers LLC. He also owns Irongate Capital Advisors, LLC, offering securities, advisory, and insurance services, taking nearly a full-time commitment, and sells fixed insurance with various companies, dedicating minimal time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Elizabeth Sullivan, CFPCetera Investment Advisers LLC
- James OdonnellCetera Investment Advisers LLC
- Terence Burns, CFACampion Asset Management, LLC
- Hannah Collman, CFPFocus Partners Wealth, LLC
- Sun Kim, CFPEsi Financial Advisors
- Mariah Dehaven, CFPRobert W. Baird & CO. Incorporated