SB
CFP
SB
CFP

Scott Broaddus

20 Years of Experience
Fairfax, VA
BrokerSells Insurance

Scott Broaddus is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Fairfax, VA, with 20 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

4000 Legato Rd, 11th Fl, Fairfax, VA, 22033

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Scott owns Broaddus Investments LLC, is a board member at Premier Resource Group, and is an agent/broker for Select Brokers LLC. He also owns Irongate Capital Advisors, LLC, offering securities, advisory, and insurance services, taking nearly a full-time commitment, and sells fixed insurance with various companies, dedicating minimal time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
July 2005 - August 2023 · 18 yrs 1 mo
Securian Financial Services, INC.Broker
May 2005 - August 2023 · 18 yrs 3 mos
State Registrations27 states
AZCACODCDEFLGAILINKSLAMDMIMNMOMTNCNHNJNYOHORPAPRSCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.